802-498-4894

Helping Advisors
Navigate Through Critical Junctures in their Businesses

Broker Crisis Management is a consulting firm born out of the Street’s increasingly heavy regulatory environment. We help Advisors navigate fee disputes, team dynamics and even negotiate retention packages with their current firms. Our firm is comprised of compensation professionals, contract negotiators, and attorney partners. For 24 years, we have been assisting Advisors at all stages of their careers, including 32 of the Barron's top 100 Advisors, and 45 Goldman Sachs Advisors.

Click HERE to submit an inquiry, in strict confidentiality, and even anonymously if you wish.

Your initial consultation is always free.

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CONFIDENTIALITY ASSURED

OUR EXPERTISE

Advisors placed on suspension by their firm

Advisors caught in a misunderstanding regarding discretion on one or more accounts

Advisors sidelined by FINRA

Advisors who ran into a difference of opinion with a team member, only to have the firm hit the pause button

Advisors placed on heightened supervision

Advisors being accused of a violation of HR policy with another employee where they have been placed on leave or outright terminated

Advisors who are facing a FINRA and/or state arbitration or suspension

Advisors caught in an account dispute with a client/friend with whom they have transacted for many years.

Who We Serve

Welcome to Broker Crisis Management. We help Advisors navigate sensitive disputes with their firms or team. We have decades of expertise in helping brokers with suspensions, terminations, major fee disputes, changes in team status, and FINRA regulatory issues. Our company is in its 40th year of operation, founded by the legendary ‘Customer’s Man’, Norman H. Gershman. In 2021, our Broker Crisis Management division was born out of the Street’s increasingly heavy regulatory environment. Click HERE to contact us for a free consultation, in strict confidentiality.

Displacement and major changes can happen to anyone, even you. It regularly occurs to Advisors with decades of tenure and billions in assets and who have never had a single complaint. Our clients are often the targets of random firm decisions, unexplainable FINRA suspensions and internal disputes of all types.

OUR FOUNDER

Our team at Broker Crisis Mangement is led by Eric W. Gershman, a 25-year securities industry entrepreneur who has represented over $100B in assets involving hundreds of Advisors, primarily from elite investment banks. Mr. Gershman’s first firm was acquired by Standard & Poors. Our broad team are experts in their fields of compliance, compensation, case studies and public relations. Your confidentiality is assured.

OUR MISSION

Our mission is simple: to get you back in the saddle producing revenue for your family and your clients with minimum disruption. We have represented over 300 teams in their successful integration and re-integration with major Wall Street firms, boutiques and independent operations. We represent Advisors with AUM from the hundreds of millions to the billions including 45 Goldman Sachs disputes.

When you are on the back of your heels, there is nothing wrong with bringing in Fixers, connected individuals who are known and respected entities in the securities industry who can make difficult phone calls and help negotiate favorable outcomes quickly.

At Broker Crisis Management, we know what urgency is and we understand what you are going through. CLICK HERE to contact us now for a free consultation, including weekends.

OUR HISTORY

Broker Crisis Management, and our parent firm, Consultants Period, LTD has decades of expertise in helping brokers with suspensions, terminations, team dynamics and FINRA regulatory issues of all kinds. Our company is in its 24th year of operation, founded by the legendary ‘Customer’s Man’, Norman H. Gershman. We have represented over 300 teams in their successful integration and re-integration with major Wall Street firms, boutiques, and independent operations. We represent Advisors with AUM from the hundreds of millions to the billions including 45 Goldman Sachs disputes.

This is crisis management, pure and simple and we are experts in our field. We have dealt with the thorniest of issues, involving billions of potential dollars. Under your approval, we act decisively with experience and focus. We understand what you are going through. We know the most senior players on the Street, and they know us, Click HERE to contact us now for a free consultation, including weekends.

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